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James Maynard

Washington Trust Advisors

Westerly, RI

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Current Employers
Washington Trust Advisors

20 William St Suite 135, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-02-26
  • RI RA
    APPROVED
    Since 2025-02-26

Branch Locations

23 Broad Street, Westerly, RI 02891 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Svb Financial Group Newton MA 04/1993 10/2016
Mresult Corp. Mystic CT 10/2016 12/2017
Napatree Capital Llc Providence RI 03/2018 01/2025
Washinton Trust Advisors Providence RI 02/2025 Present
  • 04/1993 → 10/2016
    Svb Financial Group
    Newton, MA
  • 10/2016 → 12/2017
    Mresult Corp.
    Mystic, CT
  • 03/2018 → 01/2025
    Napatree Capital Llc
    Providence, RI
  • 02/2025 → Present
    Washinton Trust Advisors
    Providence, RI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-17
  • S65 Uniform Investment Adviser Law Examination
    2019-05-17
Other Names
  • James Caldwell Maynard

View on SEC IAPD

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Other Offices

PROFESSIONAL PLANNING GROUP · WESTERLY, RI
WASHINGTON TRUST ADVISORS · Westerly, RI
LPL ENTERPRISE, LLC · WESTERLY, RI
MML INVESTORS SERVICES, LLC · Westerly, RI
LPL FINANCIAL LLC · WESTERLY, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTERLY, RI
FIRST FINANCIAL ADVISORY SERVICES INC · WESTERLY, RI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Westerly, RI

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