Best Investors
Account
Sign in
9 Granite Street, Westerly, RI 02891 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-04-14 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | West Hartford | CT | 09/2013 | 04/2018 |
| Charles Schwab & Co., Inc. | Providence | RI | 12/2022 | 02/2025 |
| Td Ameritrade | Providence | RI | 10/2018 | 12/2022 |
| Raymond James Financial Services, Inc. | Westerly | RI | 02/2025 | Present |
| New England Professional Planning Group | Westerly | RI | 02/2025 | Present |
| Td Ameritrade | Brookfield | CT | 04/2018 | 10/2018 |
(1)Name of Business: Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Trading, client service, client reviews.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-30 |
Reach out to this advisor