Best Investors
Account
Sign in
Best Investors
Account
Sign in
9 Granite Street, Westerly, RI 02891 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-09-29 |
| TX | RA | APPROVED | 2023-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Washington Trust Company | Providence | RI | 05/2016 | 08/2023 |
| Raymond James Financial Services | Westerly | RI | 09/2023 | Present |
| New England Professional Planning Group | Westerly | RI | 09/2023 | Present |
(1)Name of Business: Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/05/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor\nTrading\nClient Services\nClient Reviews
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-18 |
Reach out to this advisor