Best Investors
Account
Sign in
Best Investors
Account
Sign in
9 Granite Street, Westerly, RI 02891 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED_RES | 2023-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | West Warwick | RI | 12/2014 | 11/2016 |
| Park Avenue Securities | Needham | MA | 11/2016 | 05/2017 |
| Commonwealth Financial Network | Waltham | MA | 05/2017 | 06/2023 |
| Decisive Wealth Management | Warwick | RI | 05/2017 | 06/2023 |
| Raymond James Financial Services, Inc. | Westerly | RI | 07/2023 | Present |
| New England Professional Planning Group | Westerly | RI | 07/2023 | Present |
((1)Name of Business: Address: 7 Blossom Court, Wakefield, RI, 02879, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property management (2)Name of Business: Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/10/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Trading, Client Service, Client Reviews
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-07 |
Reach out to this advisor