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Current Employers
Klein Pavlis & Peasley Financial, Inc.

4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
CA RA APPROVED 2020-09-22
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • CA RA
    APPROVED
    Since 2020-09-22

Branch Locations

4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Laguna Niguel CA 02/2018 05/2019
Pge Turow Zgorzelec Zgorzelec 01/2017 05/2017
D1 Basketball Fundamentals Aliso Viejo CA 05/2016 Present
Bank Of America, N.A. Laguna Niguel CA 06/2018 Present
Magic Elite Laguna Hills CA 11/2018 Present
Kpp Financial Irvine CA 02/2018 Present
  • 02/2018 → 05/2019
    Laguna Niguel, CA
  • 01/2017 → 05/2017
    Pge Turow Zgorzelec
    Zgorzelec
  • 05/2016 → Present
    D1 Basketball Fundamentals
    Aliso Viejo, CA
  • 06/2018 → Present
    Bank Of America, N.A.
    Laguna Niguel, CA
  • 11/2018 → Present
    Magic Elite
    Laguna Hills, CA
  • 02/2018 → Present
    Kpp Financial
    Irvine, CA
Previous Registrations
Other Businesses

I*113182 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: D1 BASKETBALL FUNDAMENTALS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALISO VIEJO, CALIFORNIA 92656 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/10/2016 NUMBER OF HOURS DEVOTED: 270 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAINING KIDS THE FUNDAMENTALS OF BASKETBALL. APPROXIMATELY 5 HOURS A WEEK OF TRAINING ACTIVITY. I am a basketball coach for a local program Southern California.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-25
  • S66 Uniform Combined State Law Examination
    2018-05-25
Other Names
  • Andrew Ryan

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