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Current Employers
Able Financial Group, Llc

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-12
  • AZ RA
    APPROVED
    Since 2023-01-12

Branch Locations

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 02/2018 07/2019
Unemployed Scottsdale AZ 01/2018 02/2018
Walking Tree Travel Llc Denver CO 05/2016 12/2017
Bank Of America, N.A. Scottsdale AZ 05/2018 07/2019
Pruco Securities Llc Phoenix AZ 08/2019 12/2021
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 01/2022 01/2023
Able Financial Group, Llc Scottsdale AZ 01/2023 Present
Private Client Services, Llc Scottsdale AZ 01/2023 Present
Previous Registrations
Other Businesses

1) Able Financial Group. 8737 E Via De Commercio, Ste 100, Scottsdale, AZ 85258. RIA. 160 hrs/mo; 130 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-22
  • S66 Uniform Combined State Law Examination
    2018-05-22
Designations
Other Names
  • Brandon Perlow
  • Brandon David Perlow

View on SEC IAPD

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