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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2023-04-21
ID RA APPROVED 2020-09-08
TX RA APPROVED 2018-10-09
WA RA APPROVED 2018-07-25
  • AK RA
    APPROVED
    Since 2023-04-21
  • ID RA
    APPROVED
    Since 2020-09-08
  • TX RA
    APPROVED
    Since 2018-10-09
  • WA RA
    APPROVED
    Since 2018-07-25

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Newberg, OR • United States

500 Broadway Street, Vancouver, WA 98660 • United States

1211 Sw 5Th Ave, Portland, OR 97204 • United States

3601 C St, Anchorage, AK 99503 • United States

801 W 10Th St, Juneau, AK 99801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 02/2018 Present
Bank Of America, National Association Tigard OR 09/2004 02/2018
Other Businesses

I*113974 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BARAJAS REALTY, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEWBERG, OREGON 97132 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, NOT PARTICIPATING, BOFA BUSINESS ACCOUNT SIGNER START DATE OF RELATIONSHIP: 12/24/2014 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUYING AND SELLING RESIDENTIAL REAL ESTATE AND OFFICE CLEANING SERVICES FOR BELLA CASA REAL ESTATE, LOCATED IN MCMINNVILLE, OR. MY ROLE IN BARAJAS REALTY, LLC IS LIMITED TO BEING A SIGNER ON THE BOFA BUSINESS ACCTS. I DO NOT HOLD ANY REALTY LICENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-24
  • S66 Uniform Combined State Law Examination
    2018-07-24
Other Names
  • Junior Barajas
  • Lauriano Barajas

View on SEC IAPD

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