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Luke E Jones

Charles Schwab & Co., Inc.

Denver, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-01-05
IA RA APPROVED 2019-11-04
  • CO RA
    APPROVED
    Since 2021-01-05
  • IA RA
    APPROVED
    Since 2019-11-04

Branch Locations

1701 Platte Street Suite 131, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Denver CO 02/2018 Present
At&T Indianapolis IN 10/2016 12/2017
Charles Schwab Bank, Ssb Denver CO 08/2019 Present
  • 02/2018 → Present
    Charles Schwab & Co., Inc.
    Denver, CO
  • 10/2016 → 12/2017
    At&T
    Indianapolis, IN
  • 08/2019 → Present
    Charles Schwab Bank, Ssb
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2018-10-15
Other Names
  • Luke Jones

View on SEC IAPD

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MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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