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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-18
CA RA APPROVED 2019-08-07
  • TX RA
    APPROVED_RES
    Since 2022-01-18
  • CA RA
    APPROVED
    Since 2019-08-07

Branch Locations

17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States

Ramona, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lucia Capital Group San Diego CA 02/2018 02/2019
University Of San Diego San Diego CA 09/2015 06/2019
Micron Machine Poway CA 07/2016 09/2016
Webb Construction Ramona CA 07/2013 09/2017
Ubs Financial Services San Diego CA 02/2019 12/2019
Ubs Financial Services Inc. San Diego CA 01/2020 Present
  • 02/2018 → 02/2019
    Lucia Capital Group
    San Diego, CA
  • 09/2015 → 06/2019
    University Of San Diego
    San Diego, CA
  • 07/2016 → 09/2016
    Micron Machine
    Poway, CA
  • 07/2013 → 09/2017
    Webb Construction
    Ramona, CA
  • 02/2019 → 12/2019
    Ubs Financial Services
    San Diego, CA
  • 01/2020 → Present
    San Diego, CA
Previous Registrations
  • 2019-01-02 → 2019-02-04
    Lucia Capital Group
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-10
  • S66 Uniform Combined State Law Examination
    2018-12-10

View on SEC IAPD

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