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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-14 |
Branch Locations
8191 Southpark Lane Suite 101, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Littleton | CO | 01/2018 | 11/2024 |
| Elk Creek Ranch | Meeker | CO | 07/2008 | Present |
| Titus Construction | Pasadena | CA | 11/2013 | 11/2016 |
| Prudential Insurance Company Of America | Littleton | CO | 04/2018 | Present |
| Lpl Enterprise, Llc | Littleton | CO | 11/2024 | Present |
1) 2026-04-22 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Waypoint Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Y - 200 - 200 - at reported business location(s) - 2026-04-15 - Financial and Insurance Services 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 3) 2024-09-06 - Elk Creek Ranch - Other - N - 5 - 5 - at reported business location(s) - 2024-09-05 - I guide people fly fishing and hunting a couple of days a month, mostly on weekends. This happens between March and October. 4) 2024-09-12 - Clifton Trust - Act in a Fiduciary Capacity - N - 1 - 1 - Aurora CO - 2024-09-05 -
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-22 |
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