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Stephen Joseph Ruef

Ubs Financial Services Inc.

Denver, CO

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-15
  • CO RA
    APPROVED
    Since 2023-06-15

Branch Locations

Denver, CO • United States

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Denver CO 01/2018 12/2021
Jpmorgan Chase Bank,N.A Denver CO 11/2011 12/2021
Ubs Financial Services Inc. Denver CO 08/2022 Present
Unemployed Denver CO 01/2022 08/2022
  • 01/2018 → 12/2021
    Jp Morgan Securities Llc
    Denver, CO
  • 11/2011 → 12/2021
    Jpmorgan Chase Bank,N.A
    Denver, CO
  • 08/2022 → Present
    Ubs Financial Services Inc.
    Denver, CO
  • 01/2022 → 08/2022
    Unemployed
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-15
  • S66 Uniform Combined State Law Examination
    2023-06-15
Other Names
  • Steve Joseph Ruef
  • Stephen J Ruef

View on SEC IAPD

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EXCELLERE PARTNERS · DENVER, CO
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MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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