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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CO | RA | APPROVED | 2023-09-05 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Temple Akiba (Seasonal) | Culver City | CA | 06/2007 | 08/2017 |
| Sitara Consulting Group | Torrance | CA | 03/2017 | 01/2018 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 01/2018 | 10/2020 |
| Toy-Xpert Consulting | Redondo Beach | CA | 06/2016 | 08/2017 |
| California State University Long Beach | Long Beach | CA | 02/2014 | 05/2017 |
| E*Trade Securities Llc | Centennial | CO | 10/2020 | 11/2020 |
| E*Trade Capital Management Llc | Centennial | CO | 10/2020 | 11/2020 |
| E*Trade Securities Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| E*Trade Capital Management Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| Morgan Stanley | Greenwood Village | CO | 01/2023 | 09/2023 |
| Morgan Stanley | Denver | CO | 09/2023 | Present |
| Morgan Stanley | Denver | CO | 09/2023 | Present |
*605444 - Rental Property; Investment related: Yes; Denver, Colorado; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 0; After business hours: 5; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-02 |
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