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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| PA | RA | APPROVED | 2022-12-05 |
Branch Locations
515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Bethlhem | PA | 01/2017 | 12/2017 |
| The Hartford | Allentown | PA | 01/2013 | 01/2017 |
| Citizens Securities, Inc | Kutztown | PA | 01/2018 | 10/2018 |
| Citizens Bank | Kutztown | PA | 01/2018 | 10/2018 |
| Wells Fargo Bank, Na | Allentown | PA | 10/2018 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Allentwon | PA | 11/2018 | 05/2022 |
| Morgan Stanley | Allentown | PA | 05/2022 | Present |
*620655 - H&D Princesses; Investment related: Yes; Whitehall, Pennsylvania;Recreation, Entertainment; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 30; Princess parties *684100- Right at home; Investment related: No; Whitehall, Pennsylvania; Elder Care; Employee (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 25; caregiver, bathing, dressing, eating, *688958- Delilah's steakhouse; Investment related: No; Philadelphia, Pennsylvania; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 28; Customer Service, serving food and drinks as a waitress
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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