Shannon Nichols Kerber

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  J.P. Morgan Securities Llc
  Santa Barbara, CA
• 06/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Santa Barbara, CA
• 09/2024 → 05/2026
  Unemployed
  Santa Monica, CA
• 01/2022 → 08/2024
  Windward Capital/S.L. Reed & Co
  Los Angeles, CA
• 11/2019 → 12/2021
  Morgan Stanley
  Beverly Hills, CA
• 06/2017 → 10/2019
  Windward Capital/S.L. Reed & Co
  Los Angeles, CA
• 04/2013 → 06/2017
  Mufg Union Bank
  Beverly Hills, CA
• 07/2026 → Present
  The Kerber Family Llc
  Santa Barbara, CA

Previous Registrations

• 2022-01-11 → 2024-08-14
  Windward Capital Management Co
  Los Angeles, CA
• 2019-12-10 → 2022-01-10
  Morgan Stanley
  Beverly Hills, CA

Other Businesses

Entity Name: The Kerber Family LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC created to hold title for rental property

Exams

• S66 Uniform Combined State Law Examination
  2019-07-11
• S63 Uniform Securities Agent State Law Examination
  2018-11-10

Other Names

• Shannon Hilary Nichols