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Michael Smaracko

Wells Fargo Advisors Financial Network, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-20
OH RA APPROVED 2023-04-07
TX RA APPROVED 2023-04-06
  • KY RA
    APPROVED
    Since 2024-06-20
  • OH RA
    APPROVED
    Since 2023-04-07
  • TX RA
    APPROVED
    Since 2023-04-06

Branch Locations

201 E 5Th St Ste 2030, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Cincinnati OH 07/2022 Present
Access Wealth Management Louisville KY 05/2020 07/2022
Copper Mountain Frisco CO 11/2019 03/2020
Rippe & Kingston Cincinnati OH 05/2019 11/2019
Copper Mountain Frisco CO 12/2018 04/2019
University Of Louisville Louisville KY 08/2014 12/2018
  • 07/2022 → Present
    Wells Fargo Advisors Financial Network, Llc
    Cincinnati, OH
  • 05/2020 → 07/2022
    Access Wealth Management
    Louisville, KY
  • 11/2019 → 03/2020
    Copper Mountain
    Frisco, CO
  • 05/2019 → 11/2019
    Rippe & Kingston
    Cincinnati, OH
  • 12/2018 → 04/2019
    Copper Mountain
    Frisco, CO
  • 08/2014 → 12/2018
    University Of Louisville
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-06
  • S66 Uniform Combined State Law Examination
    2023-04-06
Other Names
  • Michael Francis Smaracko

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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