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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-01-27 |
Branch Locations
1370 Brea Blvd., Suite 259, Fullerton, CA 92835 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2018 | 06/2022 |
| Nero Innovations Corporation | Fullerton | CA | 08/2009 | 01/2018 |
| Independent Financial Group, Llc | Fullerton | CA | 06/2022 | Present |
(1) RENTAL PROPERTIES POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2008 ADDRESS: 340 E Las Palmas Dr., Fullerton CA 92835, United States DESCRIPTION: Landlord.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-11 |
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