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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-15 |
Branch Locations
600 City Parkway West Suite 210, Orange, CA 92868 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Torrance | CA | 07/2022 | 06/2025 |
| Squad Capital Investments | São Paulo | 01/2018 | 06/2022 | |
| Exxpon Real Estate Development | São Paulo | 03/2016 | 12/2017 | |
| Lpl Enterprise Llc | Torrance | CA | 06/2025 | Present |
1. 06/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Torrance, CA - Start Date 06/26/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 06/27/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Torrance, CA - Start Date 06/26/2025 - 160hrs/MTH 160hrs/MTH During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-22 |
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