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Cooper Morgan Carden

Kovack Advisors, Inc.

Vestavia, AL

Ft. Lauderdale, FL

CRD 6902893

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-27
  • AL RA
    APPROVED
    Since 2026-05-27

Branch Locations

4553 Pine Tree Circle Suite 220, Vestavia, AL 35243 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Student Auburn AL 08/2014 05/2019
Simply Southern Furniture Opelika AL 04/2017 08/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2018 04/2026
Northwestern Mutual Investment Services Llc Hoover AL 09/2018 03/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2020 03/2026
Kovack Advisors, Inc. Fort Lauderdale FL 04/2026 Present
  • 08/2014 → 05/2019
    Student
    Auburn, AL
  • 04/2017 → 08/2017
    Simply Southern Furniture
    Opelika, AL
  • 04/2018 → 04/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2018 → 03/2026
    Northwestern Mutual Investment Services Llc
    Hoover, AL
  • 11/2020 → 03/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2026 → Present
    Fort Lauderdale, FL
Other Businesses

1) THE BALL CENTER JUNIOR BOARD - 1700 29TH CT. SOUTH, BIRMINGHAM, AL 35209; NON-INVESMENT RELATED; NON-PROFIT; RAISE MONEY AND CONTRIBUTE TIME; JUNIOR BOARD; 1% OF TIME SPENT. 2) INSURANCE SALES - 1461 SHADES CREST ROAD, HOOVER, AL 35226; FIXED INSURANCE; NON-INVESTMENT RELATED; AGENT; 5% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-28
S63 Uniform Securities Agent State Law Examination 2020-05-11
  • S66 Uniform Combined State Law Examination
    2026-04-28
  • S63 Uniform Securities Agent State Law Examination
    2020-05-11
Other Names
  • Cooper Carden

View on SEC IAPD

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