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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-22
AL RA APPROVED 2004-12-02
  • TX RA
    APPROVED_RES
    Since 2012-03-22
  • AL RA
    APPROVED
    Since 2004-12-02

Branch Locations

1500 Urban Center Dr Ste 415, Vestavia, AL 35242 • United States

Northport, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 11/2004 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 3205 24th Street, , Northport, AL, 35476; Not Investment-Related; 06/01/2011. Outside Employment; Northside High School; Coaching cross country and track runners; Coaching High School Cross Country & Track; 19230 Northside Parkway, , Northport, AL, 35475; Not Investment-Related; 06/10/2024; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
  • S66 Uniform Combined State Law Examination
    2003-06-19

View on SEC IAPD

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