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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
AL RA APPROVED 1991-05-03
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • AL RA
    APPROVED
    Since 1991-05-03

Branch Locations

1500 Urban Center Dr Ste 415, Vestavia, AL 35242 • United States

Birmingham, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 09/2005 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 26 Sandy Shore Road Panama City, FL, ,; ; 01/01/2013. Business Ownership; Misty Meadows LLC; Co-owner; Real Estate; 1661 Harrison Shipman, , Jasper, AL, 35503; Not Investment-Related; 01/25/2018; 0 hours per month; 0 during trading hours / Caisteland LLC; Owner; LLC just to use to transfer Ameriprise Pay into it and use for business expenses; 7390 Ridgecrest Court Rd, , Vestavia, AL, 35242; Investment-Related; 11/26/2025; 60 hours per month; 60 during trading hours / Karen Kastle LLC; Co-owner; Rental Property; 26 Sandy Shore RD , , Panama City, FL, 32413; Not Investment-Related; 01/01/2013; 0 hours per month; 0 during trading hours. Board of Directors; Nick's Kids Foundation; Community Advisor; Tuscaloosa, AL, ,; ; 12/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Lady Legacy Scholarship Foundation; Advisory Board Member; 3621 River Ridge Rd Birmingham, AL 35243, ,; ; 08/01/2012; 1 to 9 hours per month; / Youth on Course; Fundraising Board Member; 3200 Lopez Road, , Pebble Beach, CA, 93953; Not Investment-Related; 03/25/2020; 1 to 9 hours per month; 1 to 9 during trading hours / FCA North Central Alabama; Board Member; PO BOX 59267 Birmingham, AL 35259, ,; Not Investment-Related; 09/03/2012; 1 to 9 hours per month; 0 during trading hours / Alabama Golf Association; Board Member; 3041 Lorna Road, , Hoover, AL, 35216; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-27
  • S63 Uniform Securities Agent State Law Examination
    1988-01-27
Other Names
  • Steve Hudson

View on SEC IAPD

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