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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-28
VA RA APPROVED 2022-06-22
  • CO RA
    APPROVED
    Since 2023-06-28
  • VA RA
    APPROVED
    Since 2022-06-22

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

8620 N Union Blvd, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Fairfax VA 06/2017 06/2019
Wells Fargo Clearing Services, Llc Fairfax VA 01/2018 06/2019
Wells Fargo Bank Prattville AL 07/2016 06/2017
Wells Fargo Clearing Services, Llc Aurora CO 06/2019 Present
Wells Fargo Bank, Na Aurora CO 06/2019 Present
Other Businesses

OPTAVIA, NOT INV RELATED, SLC, UT, HEALTH COACH, START 3/25/2019, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, WEIGHT LOSS AND ORDERING FOOD. ANN BRUSHIER LLC, NOT INV RELATED, COLORADO SPRINGS, CO, 100% OWNERSHIP, START 7/9/2024, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, MODELING AND COMMERCIALS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-21
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S66 Uniform Combined State Law Examination
    2022-06-21
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13

View on SEC IAPD

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