Ian Michael Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 05/2019
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2019 → Present
  Lpl Financial
  La Jolla, CA

Previous Registrations

• 2011-01-03 → 2019-06-04
  Wells Fargo Clearing Services, Llc
  Sacramento, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2004-11-16 → 2011-01-03
  Wells Fargo Investments, Llc
  San Diego, CA
  Poway, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Poway, CA

Other Businesses

1) 5/31/2019 - DBA for LPL Business (entity for LPL business) - The Wealth Consulting Group - San Diego, CA 2) 5/31/2019 - Non-Variable Insurance - Ian Jones - San Diego, CA 3) 08/02/2019 - ESGology, Inc. - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:07/15/2019 - 160 hrs/mo - 160 hrs during trading. 4) 11/10/2025 - Saybrus Partners - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 11/05/2025 - 2 hours per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-15
• S63 Uniform Securities Agent State Law Examination
  1999-04-23