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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED | 2018-07-31 |
Branch Locations
6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Williamsville | NY | 01/2018 | Present |
| The Public Theater | New York | NY | 05/2017 | 11/2017 |
| The Pennsylvania State University | State College | PA | 06/2013 | 05/2017 |
| Schwab Auditorium | State College | PA | 09/2016 | 05/2017 |
| City National Bank | Williamsville | NY | 08/2018 | Present |
(1) JEWISH REPERTORY THEATRE; ADDRESS; 2640 NORTH FOREST ROAD, AMHERST, NY 14068; NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: THEATER COMPANY; CAPACITY: EMPLOYEE; START DATE: 10/4/2018; DUTIES: SEATING GUEST AT THE START OF SELECT PERFORMANCES, CLEARING THE HOUSE AT THE END OF SELECT PERFORMANCES, POTENTIAL ADDITIONAL CLERICAL WORK; HOURS DEVOTED PER MONTH: 24; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) IRISH CLASSICAL THEATRE; ADDRESS: 625 MAIN STREET, BUFFALO, NY 14203; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: THEATRE COMPANY; CAPACITY: EMPLOYEE; START DATE: 9/20/2018; DUTIES: WELCOME AND SEAT AUDIENCE, INSURE SHOW STARTS SMOOTHLY; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) THE KAVINOKY THEATER; Address:320 Porter Ave, Buffalo, NY 14201 Business Description: Theatre Company whether the business is investment-related: No Capacity: Cast member in a show. Start Date: 07/24/19 Duties I am cast in this show, I will be an actor. Hours devoted per month: Hours devoted during securities hours per month: (4) NAME: Starring Buffalo; Non-Investment related; NATURE OF OBA: Buffalo Based Nonprofit Theatre Company; POSITION: Board of Directors *, Other, Marketing and Social Media Manager; START DATE: 06/21/22; TIME DEVOTED: 2 hours DUTIES: I will help make decisions for the organization going forward along with other board members. I will maintain and update the Starring Buffalo social media pages to reflect upcoming projects. (5) NAME: Emily Glick, Producer ; Non-Investment related; BUSINESS DESCRIPTION: produce plays and musicals; POSITION: Owner - Active; START DATE: 07/01/22; TIME DEVOTED: 5 hours; DUTIES: I will coordinate the production, working with actors, musicians, and venues to produce plays and musicals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-30 |
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