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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | San Diego | CA | 07/2020 | 01/2021 |
| University Of San Diego | San Diego | CA | 08/2016 | 05/2020 |
| University Of San Diego, Bosley Cafe | San Diego | CA | 01/2020 | 03/2020 |
| University Of San Diego, It Help Desk | San Diego | CA | 08/2017 | 09/2017 |
| Cetera Advisors | St Cloud | MN | 02/2021 | 09/2022 |
| Cetera Advisors | St Cloud | MN | 09/2022 | 12/2023 |
| Remotelink Solutions | San Diego | CA | 03/2021 | 12/2023 |
| Lpl Financial Llc | San Diego | CA | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
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