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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-28
  • CA RA
    APPROVED
    Since 2022-02-28

Branch Locations

1001 W Orangethorpe Ave, Fullerton, CA 92833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank La Habra CA 01/2018 02/2020
Unemployed Chino Hills CA 10/2017 12/2017
Commonwealth Business Bank Los Angeles CA 03/2017 10/2017
Bank Of America Diamond Bar CA 02/2013 03/2017
Jp Morgan Chase Bank La Habra CA 03/2020 02/2022
Jp Morgan Securities Llc La Habra CA 03/2022 Present
  • 01/2018 → 02/2020
    Jp Morgan Chase Bank
    La Habra, CA
  • 10/2017 → 12/2017
    Unemployed
    Chino Hills, CA
  • 03/2017 → 10/2017
    Commonwealth Business Bank
    Los Angeles, CA
  • 02/2013 → 03/2017
    Bank Of America
    Diamond Bar, CA
  • 03/2020 → 02/2022
    Jp Morgan Chase Bank
    La Habra, CA
  • 03/2022 → Present
    La Habra, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2018-02-08
  • S66 Uniform Combined State Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2018-02-08
Other Names
  • David Lee

View on SEC IAPD

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