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Manuel S Rojas

Wells Fargo Clearing Services, LLC

Irvine, CA

Orange, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-21
  • CA RA
    APPROVED
    Since 2021-05-21

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

892 N Tustin St, Orange, CA 92867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na South Gate CA 07/2016 Present
Wells Fargo Clearing Services Llc South Gate CA 01/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2018-03-16
  • S66 Uniform Combined State Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
Other Names
  • Manuel Rojas

View on SEC IAPD

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