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1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-02 |
Branch Locations
1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laguna Capital Management | Santa Barbara | CA | 06/2016 | 09/2016 |
| Thane Construction | Santa Barbara | CA | 08/2017 | 11/2017 |
| Investment Architects, Inc | Petaluma | CA | 12/2017 | 07/2020 |
| Cal Poly | San Luis Obispo | CA | 09/2013 | 06/2017 |
| Mission Wealth Management, Lp | Santa Barbara | CA | 08/2020 | Present |
Launchpoint Technolgies, Inc.; not investment related; Goleta, CA; LaunchPoint® designs and manufactures high specific power electric machines and controller solutions for the aerospace, defense, thermal management, power generation, and Advanced Air Mobility markets; investor; 11/2023; 1 hr per month; 0 ; investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-28 |
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