Dawn Ann Lazarus

Current Employers

Employment History

• 12/2017 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
• 07/2013 → 12/2017
  Jumoke Academy Charter School
  Hartford, CT
• 01/2016 → 12/2016
  Sacred Heart University
  Fairfield, CT
• 06/2018 → 03/2021
  Bank Of America, N.A.
  Hartford, CT
• 03/2021 → Present
  M Holdings Securities, Inc.
  Portland, OR

Previous Registrations

• 2018-04-10 → 2021-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  West Hartford, CT

Other Businesses

1) Lindberg & Ripple; 29 South Main Street, Suite 311, West Hartford, CT 06107; 03/01/2021; Insurance Representative; Sales of insurance products; Investment Related; 160 hours/month; 160 hours/month during business hours; Wages/Salary. 2) Junior Achievement of Southwest New England Inc.; 70 Farmington Avenue, Hartford, CT 06105; 04/11/2019; Director; Provide collective governance for organization to ensure success of programs and longevity of the organization; Not Investment Related; 2 hours/month; 0 hours/month during trading hours; No Compensation. 3) YWCA Hartford Region; 135 Broad Street, Hartford, CT 06105; 04/08/2022; Director; Board of Directors provides collective governance of the organization to ensure corporate health and effectiveness; Not Investment Related; 3 hours/month; 0 hours/month during business hours; No Compensation. 4) LRI Investments, LLC; 3825 PGA Blvd Suite 303 Palm Beach Gardens, FL 33410; Registered Investment Advisor; Investment Related; Investment Advisor; Advising investment clients; 1/1/2024; 160 hours per month; 160 hours per month during trading hours. 5) Renbrook School Trustee; Not investment related; 2865 Albany Avenue West Hartford, CT 06117; Private PK-8 School; Member of Trustee Board; Investment Committee member; 07/01/2026; 2 hours per month; 0 hours per month during trading hours; Attend committee meetings to review performance of the investments owned by the school. Vote on a variety of recommendations made by committees or Head of School related to governance, school personnel, budget, capital improvements, etc.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-09

Other Names

• Dawn Lazarus-Roberts
• Dawn Lazarus-Goode
• Dawn Goode
• Dawn Roberts
• Dawn Lazarus