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Holland Jamison Slick

Osaic Institutions, Inc.

Grand Forks, ND

CRD 6894947

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2019-04-16
  • ND RA
    APPROVED
    Since 2019-04-16

Branch Locations

401 Demers Ave, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alerus Securities Corporation Grand Forks ND 01/2018 01/2019
Alerus Financial Grand Forks ND 01/2016 Present
Infinex Investments, Inc. Meriden CT 01/2019 Present
  • 01/2018 → 01/2019
    Alerus Securities Corporation
    Grand Forks, ND
  • 01/2016 → Present
    Alerus Financial
    Grand Forks, ND
  • 01/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
Other Businesses

1.)Alerus Banking and Investment activities 2300 S Columbia Rd, Grand Forks, ND 58201 Wealth Management Associate,1/4/2016-Current Total monthly hours:80; Amount of hours during market hours:68 Working with clients investment accounts managed under trust powers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-10
  • S66 Uniform Combined State Law Examination
    2019-04-10
Other Names
  • Holland Jamison Johnson

View on SEC IAPD

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