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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-03-13 |
| TX | RA | APPROVED | 2023-03-13 |
Branch Locations
6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States
2270 N. Hwy 81 Suite 112, Duncan, OK 73533 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Junction | CO | 12/2017 | 03/2023 |
| Coloramo Federal Credit Union | Grand Junction | CO | 05/2013 | 11/2017 |
| Bank Of America, N.A. | Grand Junction | CO | 05/2018 | 03/2023 |
| Morgan Stanley Smith Barney Llc | Oklahoma City | OK | 03/2023 | Present |
| Morgan Stanley Smith Barney | Duncan | OK | 04/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2023 | Present |
*549105 - Ann Nash; Investment related Yes; Wynnewood, Oklahoma; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2020 ; During business hours: 0; After business hours: 10; Labor/Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-29 |
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