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Anna Cook Embry

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

4385 Poplar Avenue Rtc 2Nd Fl, Memphis, TN 38117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Head Over Heels Baton Rouge LA 04/2012 05/2017
University Of Mississippi Oxford MS 05/2013 08/2017
Mass Mutual Life Insurance Company Memphis TN 08/2017 04/2020
Mml Investors Services Memphis TN 02/2018 04/2020
First Horizon Advisors Memphis TN 04/2020 Present
Lpl Financial Llc Memphis TN 08/2025 Present
  • 04/2012 → 05/2017
    Head Over Heels
    Baton Rouge, LA
  • 05/2013 → 08/2017
    University Of Mississippi
    Oxford, MS
  • 08/2017 → 04/2020
    Mass Mutual Life Insurance Company
    Memphis, TN
  • 02/2018 → 04/2020
    Mml Investors Services
    Memphis, TN
  • 04/2020 → Present
    First Horizon Advisors
    Memphis, TN
  • 08/2025 → Present
    Memphis, TN
Previous Registrations
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/23/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2018-06-19
Other Names
  • Anna Cook
  • Anna Katherine Cook
  • Anna Katherine Embry

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