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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-17 |
| TX | RA | APPROVED | 2024-09-17 |
Branch Locations
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 12/2017 | 09/2021 |
| Wells Fargo, N.A | Albuquerque | NM | 02/2016 | 12/2017 |
| Fidelity Investments | Albuquerque | NM | 09/2021 | 10/2022 |
| Unemployed | Albuquerque | NM | 10/2022 | 12/2022 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2022 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-15 |
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