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Carrie Brumbaugh

Victory Wealth Services, LLC

Prescott, AZ

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Current Employers
Victory Wealth Services, Llc

3741 Karicio Lane Suite 2, Prescott, AZ 86303 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-10-23
TX RA APPROVED_RES 2025-06-05
AZ RA APPROVED 2023-02-01
  • NV RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2025-06-05
  • AZ RA
    APPROVED
    Since 2023-02-01

Branch Locations

3741 Karicio Lane Suite 2, Prescott, AZ 86303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Prescott AZ 12/2017 10/2018
Yavapai Big Brothers Big Sisters Prescott AZ 06/2016 07/2017
Bank Of America, N.A. Prescott AZ 12/2017 10/2018
Jpmorgan Chase Bank, N.A. Prescott AZ 10/2018 02/2022
J.P. Morgan Securities Llc Prescott AZ 10/2018 02/2022
Carrie'S Lips That Last Prescott AZ 04/2016 02/2022
Robinhood Financial, Llc Tempe AZ 03/2022 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Victory Wealth Services, Llc Prescott AZ 01/2023 Present
Victory Wealth Services Prescott AZ 12/2022 Present
Unemployed Prescott AZ 08/2022 12/2022
  • 12/2017 → 10/2018
    Prescott, AZ
  • 06/2016 → 07/2017
    Yavapai Big Brothers Big Sisters
    Prescott, AZ
  • 12/2017 → 10/2018
    Bank Of America, N.A.
    Prescott, AZ
  • 10/2018 → 02/2022
    Jpmorgan Chase Bank, N.A.
    Prescott, AZ
  • 10/2018 → 02/2022
    Prescott, AZ
  • 04/2016 → 02/2022
    Carrie'S Lips That Last
    Prescott, AZ
  • 03/2022 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 01/2023 → Present
    Prescott, AZ
  • 12/2022 → Present
    Victory Wealth Services
    Prescott, AZ
  • 08/2022 → 12/2022
    Unemployed
    Prescott, AZ
Previous Registrations
Other Businesses

Covert Creative LLC www.CovertCreativeAZ.com 1455 Eureka Ridge Way, Prescott, AZ 86303 Creation and sales of craft items Start: 01/2022 10 hours per week 0 during trading hours Admin; EMP Sales; Is the business investment related: No; Description of the business: EMP (Electrical Material Partners) Sales packages electrical materials for wind and solar farms throughout the United States; Responsibilities Duties: Assist with HR, AR, AP; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-22
  • S66 Uniform Combined State Law Examination
    2018-03-22
Other Names
  • Carrie Lee Covert
  • Carrie Brumbaugh
  • Carrie Lee Brumbaugh

View on SEC IAPD

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