Carrie Brumbaugh

Employer firm

Victory Wealth Services, LLC CRD 290270

$45.4M regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Prescott, AZ
• 06/2016 → 07/2017
  Yavapai Big Brothers Big Sisters
  Prescott, AZ
• 12/2017 → 10/2018
  Bank Of America, N.A.
  Prescott, AZ
• 10/2018 → 02/2022
  Jpmorgan Chase Bank, N.A.
  Prescott, AZ
• 10/2018 → 02/2022
  J.P. Morgan Securities Llc
  Prescott, AZ
• 04/2016 → 02/2022
  Carrie'S Lips That Last
  Prescott, AZ
• 03/2022 → 08/2022
  Robinhood Financial, Llc
  Tempe, AZ
• 06/2022 → 08/2022
  Robinhood Markets, Inc
  Tempe, AZ
• 01/2023 → Present
  Victory Wealth Services, Llc
  Prescott, AZ
• 12/2022 → Present
  Victory Wealth Services
  Prescott, AZ
• 08/2022 → 12/2022
  Unemployed
  Prescott, AZ

Previous Registrations

• 2018-11-13 → 2022-02-19
  J.P. Morgan Securities Llc
  Prescott, AZ
• 2018-03-23 → 2018-10-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Prescott, AZ

Other Businesses

Covert Creative LLC www.CovertCreativeAZ.com 1455 Eureka Ridge Way, Prescott, AZ 86303 Creation and sales of craft items Start: 01/2022 10 hours per week 0 during trading hours Admin; EMP Sales; Is the business investment related: No; Description of the business: EMP (Electrical Material Partners) Sales packages electrical materials for wind and solar farms throughout the United States; Responsibilities Duties: Assist with HR, AR, AP; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10;

Exams

• S66 Uniform Combined State Law Examination
  2018-03-22

Other Names

• Carrie Lee Covert
• Carrie Brumbaugh
• Carrie Lee Brumbaugh