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3741 Karicio Lane Suite 2, Prescott, AZ 86303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-10-23 |
| TX | RA | APPROVED_RES | 2025-06-05 |
| AZ | RA | APPROVED | 2023-02-01 |
Branch Locations
3741 Karicio Lane Suite 2, Prescott, AZ 86303 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Prescott | AZ | 12/2017 | 10/2018 |
| Yavapai Big Brothers Big Sisters | Prescott | AZ | 06/2016 | 07/2017 |
| Bank Of America, N.A. | Prescott | AZ | 12/2017 | 10/2018 |
| Jpmorgan Chase Bank, N.A. | Prescott | AZ | 10/2018 | 02/2022 |
| J.P. Morgan Securities Llc | Prescott | AZ | 10/2018 | 02/2022 |
| Carrie'S Lips That Last | Prescott | AZ | 04/2016 | 02/2022 |
| Robinhood Financial, Llc | Tempe | AZ | 03/2022 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Victory Wealth Services, Llc | Prescott | AZ | 01/2023 | Present |
| Victory Wealth Services | Prescott | AZ | 12/2022 | Present |
| Unemployed | Prescott | AZ | 08/2022 | 12/2022 |
Covert Creative LLC www.CovertCreativeAZ.com 1455 Eureka Ridge Way, Prescott, AZ 86303 Creation and sales of craft items Start: 01/2022 10 hours per week 0 during trading hours Admin; EMP Sales; Is the business investment related: No; Description of the business: EMP (Electrical Material Partners) Sales packages electrical materials for wind and solar farms throughout the United States; Responsibilities Duties: Assist with HR, AR, AP; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-22 |
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