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Current Employers
Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-14
  • CA RA
    APPROVED
    Since 2022-07-14

Branch Locations

9999 Willow Creek Road, San Diego, CA 92131 • United States

Twentynine Palms, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny Alfred State Alfred NY 08/2015 05/2018
Suny Alfred State Alfred NY 05/2017 08/2017
Ameriprise Financial Servives, Inc Rochester NY 01/2018 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oxnard CA 09/2019 07/2022
Navy Federal Financial Group, Llc Oxnard CA 07/2022 08/2022
Navy Federal Investment Services, Llc Oxnard CA 07/2022 08/2022
Navy Federal Financial Group, Llc Twentynine Palms CA 08/2022 Present
Navy Federal Investment Services, Llc Twentynine Palms CA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-15
  • S66 Uniform Combined State Law Examination
    2019-04-15
Other Names
  • Valerie Marie Wallace
  • Valerie Wallace
  • Valerie Vitale

View on SEC IAPD

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