Timothy Michael Herb

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Llc
  Hunt Valley, MD
• 06/2012 → Present
  Spurtix, Llc
  Towson, MD
• 08/2017 → Present
  City National Bank
  Hunt Valley, MD

Previous Registrations

• 2005-05-27 → 2009-03-13
  Ferris, Baker Watts, Llc
  Towson, MD
  Towson, MD
• 2000-08-02 → 2005-06-01
  Morgan Stanley Dw Inc.
  Lutherville, MD

Other Businesses

(1) NAME OF ENTITY: WHITE OAK PROPERTY MGMT; ADDRESS: 1619 NATURO ROAD, TOWSWON, MD 21286; NOT INVESTMENT RELATED, BUSINESS DESCRIPTION: NATURE IS PROPERTY MANAGEMENT; START DATE 4/23/07; CAPACITY: GENERAL PARTNER, 100% OWNERSHIP; HOURS DEVOTED PER MONTH: 2-4; HOURS DEVOTED DURING SECURITIES PER MONTH: NONE (2) NAME OF ENTITY: 1624 NATURO ROAD, LLC ADDRESS: 1186 MARGATH ROAD, WESTMINSTER, MD 21157 BUSINESS DESCRIPTION: REAL ESTATE HOLDING, LLC INVESTMENT RELATED: YES; START DATE: 01/01/2006 CAPACITY: OWNER-ACTIVE; DUTIES: REAL ESTATE MANAGEMENT HOURS DEVOTED TO THIS OBE PER MONTH: NONE;HOURS DEVOTED DURING TRADING HOURS PER MONTH: NONE (3) 542 OLD WESTMIMSTER PIKE, LLC; ADDRESS: 542 OLD WESTMINSTER PIKE, WESTMINSTER, MD 21157; BUSINESS DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START DATE: 07/01/2017; CAPACITY: SOLE PROPRIETOR; DUTIES: MANAGING MEMBER OF LLC; HOURS DEVOTED PER MONTH: 1-5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) Name of Business/Entity: Boys & Girls Club of Westminster Address: 71 E. Main Street Westminster, MD 21157 Business is not Investment Related: Business Description: Provide healthy & supervised After-School Programs & Activities. Capacity: Committee/Council Member (not associated with the Board of Directors), Other State Date: 08/01/2019 Duties: Volunteer for BUILD Campaign of New Gymnasium Construction Hours Devoted per month: 0 Hours Devoted during securities hours per month: 0 (5) Name of Business: 324 East Main Street, LLC Business Description: Real Estate Investment & Management Business is investment-related: no Address: 1186 Margath Road Westminster, MD 21157 Capacity: Sole Proprietor, Owner - Active Start Date: 08/29/19 Duties: Sole Proprietor or General Partner of the LLC Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (6)NAME OF ENTITY: 1647 NATURO ROAD, LLC ADDRESS: 1186 MARGATH ROAD, WESTMINSTER, MD 21157 BUSINESS DESCRIPTION: REAL ESTATE HOLDING, LLC INVESTMENT RELATED: YES; START DATE: 06/05/2006 CAPACITY: OWNER-ACTIVE; DUTIES: REAL ESTATE MANAGEMENT HOURS DEVOTED TO THIS OBE PER MONTH: NONE;HOURS DEVOTED DURING TRADING HOURS PER MONTH: NONE (7) NAME OF ENTITY: Timothy M. Herb Jr. ADDRESS: 1186 Margath Road Westminster MD 21157 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Sep 01, 2014 CAPACITY: Owner DUTIES: Personally owned rental property HOURS DEVOTED PER MONTH: 1-2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-24
• S66 Uniform Combined State Law Examination
  1999-10-01

Other Names

• Tim Herb