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Brett Lindeman

First Citizens Investor Services, Inc.

San Diego, CA

Pasadena, CA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-21
  • CA RA
    APPROVED
    Since 2023-11-21

Branch Locations

3580 Carmel Mountain Rd Suite 160, San Diego, CA 92130 • United States

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 12/2017 11/2023
Wells Fargo Bank Escondido CA 10/2010 12/2017
Bank Of America, N.A. San Diego CA 12/2017 11/2023
First Citizens Investor Services Raleigh NC 11/2023 Present
First Citizens Bank San Diego CA 11/2023 Present
  • 12/2017 → 11/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 10/2010 → 12/2017
    Wells Fargo Bank
    Escondido, CA
  • 12/2017 → 11/2023
    Bank Of America, N.A.
    San Diego, CA
  • 11/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 11/2023 → Present
    First Citizens Bank
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-25
  • S66 Uniform Combined State Law Examination
    2018-06-25

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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