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Patrick Louis

Northwestern Mutual Investment Services, LLC

Cincinnati, OH

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-08-13
  • OH RA
    APPROVED
    Since 2022-08-13

Branch Locations

3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fort Thomas Recreation Center Fort Thomas KY 01/2019 06/2019
Fidelity Investments Covington KY 06/2019 05/2022
Student Crestview Hills KY 05/2015 05/2019
Brent Shaw Cincinnati OH 05/2022 08/2022
David Shuley Cincinnati OH 08/2022 11/2025
Brent Shaw Rosemary Bch FL 08/2022 11/2025
A Stevens Cincinnati OH 08/2022 11/2025
Northwestern Mutual Investment Services Llc Cincinnati OH 08/2022 Present
Geoff Stevens Cincinnati OH 12/2017 09/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2022 12/2025
Dsgssm Llc Cincinnati OH 11/2025 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2026 Present
  • 01/2019 → 06/2019
    Fort Thomas Recreation Center
    Fort Thomas, KY
  • 06/2019 → 05/2022
    Fidelity Investments
    Covington, KY
  • 05/2015 → 05/2019
    Student
    Crestview Hills, KY
  • 05/2022 → 08/2022
    Brent Shaw
    Cincinnati, OH
  • 08/2022 → 11/2025
    David Shuley
    Cincinnati, OH
  • 08/2022 → 11/2025
    Brent Shaw
    Rosemary Bch, FL
  • 08/2022 → 11/2025
    A Stevens
    Cincinnati, OH
  • 08/2022 → Present
    Northwestern Mutual Investment Services Llc
    Cincinnati, OH
  • 12/2017 → 09/2019
    Geoff Stevens
    Cincinnati, OH
  • 11/2022 → 12/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2025 → Present
    Dsgssm Llc
    Cincinnati, OH
  • 12/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2020-02-11 → 2022-06-05
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-06
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2020-02-06
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Other Names
  • Patrick Fitzgerald Louis
  • Patrick F Louis
  • Patrick Louis

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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