Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-03
CA RA APPROVED 2018-09-18
  • TX RA
    APPROVED
    Since 2018-10-03
  • CA RA
    APPROVED
    Since 2018-09-18

Branch Locations

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-17
  • S66 Uniform Combined State Law Examination
    2018-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor