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Melissa Maier

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-09
  • OH RA
    APPROVED
    Since 2025-09-09

Branch Locations

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2017 05/2023
Melmac Enterprises Dba Sidelines Sports Bar & Grill Ft. Myers FL 09/2016 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 05/2023 08/2025
Bath & Body Works, Llc Katy TX 10/2017 10/2017
Bank Of America N.A. Houston TX 06/2023 08/2025
Ubs Financial Services Inc. Cincinnati OH 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-16
  • S66 Uniform Combined State Law Examination
    2018-04-16
Other Names
  • Melissa Ann Maier
  • Melissa Ann Mcmahon
  • Melissa Maier
  • Melissa Ann Keller

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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