Richard Lee Douthat

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-26
KY	RA	APPROVED	2018-08-22

TX RA
APPROVED

Since 2020-03-26
KY RA
APPROVED

Since 2018-08-22

Branch Locations

444 East Main Street Suite 111, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Lexington	KY	12/2017	Present
Fifth Third Bank	Lexington	KY	04/2013	12/2017

12/2017 → Present

Morgan Stanley

Lexington, KY
04/2013 → 12/2017

Fifth Third Bank

Lexington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-22

S66 Uniform Combined State Law Examination

2018-08-22

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

EAGLE STRATEGIES LLC

LPL ENTERPRISE, LLC

ASIO CAPITAL LLC

Other Investors

MICHAEL JAMES BROWNELL

JASON CHRISTOPHER GRESHAM

JAMES CARL GRAY

MARC ALLEN MOORE

AARON WILLIAM SEYFRIED

CARL LEE JINRIGHT

GEORGE DAVID PIERCE

JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY

INVEST INC. · LEXINGTON, KY

EAGLE STRATEGIES LLC · LEXINGTON, KY

LPL ENTERPRISE, LLC · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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