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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2017 | 12/2018 |
| Ftb Advisory Services | Memphis | TN | 06/2017 | 08/2017 |
| University Of Memphis | Memphis | TN | 08/2016 | 05/2017 |
| The University Of Memphis | Memphis | TN | 08/2016 | 12/2017 |
| Janus Management Holdings Corp. | Denver | CO | 12/2018 | 05/2021 |
| Janus Henderson Distributors | Denver | CO | 12/2018 | 05/2021 |
| Ubs Financial Services Inc | Midland | TX | 06/2021 | 02/2022 |
| Frost Brokerage Services, Inc. | Midland | TX | 07/2023 | 12/2025 |
| Unemployed | Midland | TX | 02/2022 | 07/2023 |
| Raymond James Financial Services, Inc. | Midland | TX | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Midland | TX | 01/2026 | Present |
| Frost Investment Services | Midland | TX | 07/2023 | 12/2025 |
(1): Midland Childrens Rehabiliation Center Address: 802 Ventura, Midland, TX, 79705, Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member and assistant treasurer for the exec committee, no control of funds. (2) Van Pearcy's Wealth Services Team Not investment related 2020 W Cuthbert Ave, Midland, TX DBA/Support Company Associate/Employee Start date: 01/06/2026 41-80 hrs per month 41+ during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-27 |
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