Adam Matthew Manguno

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 05/2019
  Edward Jones
  St Louis, MO
• 03/2013 → 01/2017
  Karl Storz Endoscopy-America Inc.
  El Segundo, CA
• 01/2017 → 11/2017
  Unemployed
  Boone, IA
• 05/2019 → 10/2019
  Legacy Financial Group, Llc
  Des Moines, IA
• 07/2019 → 10/2019
  Brokers International Financial Services
  Urbandale, IA
• 03/2020 → 06/2024
  Securities America, Inc.
  Denver, CO
• 03/2020 → 06/2024
  Securities America Advisors
  Denver, CO
• 10/2019 → 03/2020
  Unemployed
  Boone, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Denver, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Denver, CO

Previous Registrations

• 2020-03-25 → 2024-06-14
  Securities America Advisors, Inc.
  Denver, CO
• 2019-05-23 → 2019-10-24
  Legacy Financial Group
  Des Moines, IA
• 2018-04-24 → 2019-05-06
  Edward Jones
  Boone, IA
  Boone, IA
  St Louis, MO

Other Businesses

1) GENERATIONS FINANCIAL POSITION: Sales NATURE: Insurance sales - part of risk mitigation of financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2020 ADDRESS: 1660 South Albion St., Suite 223, DENVER CO 80222 DESCRIPTION: I provide my clients life insurance. 2) MANGUNO INTERNATIONAL, LLC POSITION: Sales NATURE: A translator for a mining company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2022 ADDRESS: 12301 Deerfield Way, BROOMFIELD CO 80020, United States DESCRIPTION: I will be an intermediary assisting in the translation (Spanish) to an interested party of the following: iron ore, heavy melting steel scrap, and oil & gas products.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-23

Other Names

• Adam Manguno