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Gregory Paul Smith

Equitable Advisors, LLC

Williamsville, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Buffalo NY 11/2017 02/2018
St. Gregory The Great Parish Amherst NY 05/2015 03/2018
Unemployed Williamsville NY 03/2018 04/2018
Axa Advisors, Llc New York NY 04/2018 06/2020
Equitable Advisors, Llc New York NY 04/2018 Present
  • 11/2017 → 02/2018
    Morgan Stanley
    Buffalo, NY
  • 05/2015 → 03/2018
    St. Gregory The Great Parish
    Amherst, NY
  • 03/2018 → 04/2018
    Unemployed
    Williamsville, NY
  • 04/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-14
  • S66 Uniform Combined State Law Examination
    2018-04-14
Other Names
  • Gregory Paul Smith
  • Gregory Smith

View on SEC IAPD

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Other Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

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