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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-11-20 |
Branch Locations
1701 N Lincoln St Suite 100, Denver, CO 80203 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 10/2017 | 10/2018 |
| Enterprise Holdings, Inc. | Denver | CO | 05/2013 | 10/2017 |
| Adams State University | Alamosa | CO | 08/2009 | 11/2018 |
| Bank Of America, N.A. | Greenwood Village | CO | 10/2017 | 10/2018 |
| Wells Fargo Bank, Na | Denver | CO | 09/2018 | Present |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2018 | Present |
NORTH FORTY ESTATE LLC; INV. RELATED; ALAMOSA, CO; 100% OWNERSHIP; RANCHING AND RENTAL PROPERTIES; START 8/2022; 40 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; ALAMOSA, CO; 100% OWNERSHIP; START 8/2022; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECT RENT AND FACILITATE MAINTENANCE. PETROSS CAPITAL ENTERPRISES LTD, INV RELATED, COMMERCE CITY, CO, 100% OWNERSHIP, START 7/25/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. ADAMS STATE UNIVERSITY, NOT INV RELATED, ALAMOSA, CO, START DATE: 10/16/23, PROFESSOR, 40 HRS PER MONTH, 0 HRS DURING TRADING, FINANCE 101; PETROSS EVENT MANAGEMENT & PLANNING LLC, INV RELATED, COMMERCE CITY, CO, 100% OWNERSHIP, START DATE: 11/9/23, 5 HRS PER MONTH, 0 HRS DURING TRADING, EVENT PLANNING AND EVENT MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-09 |
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