Brooke Faxon

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-12
OH	RA	APPROVED	2026-06-02

TX RA
APPROVED

Since 2026-06-12
OH RA
APPROVED

Since 2026-06-02

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Cincinnati	OH	11/2025	Present
Consolidated Boring Inc	Cincinnati	OH	10/2021	09/2025
Vonlehman Cpa & Advisory	Fort Wright	KY	06/2020	10/2021
Envisage Wealth, An Ameriprise Franchise	Columbus	OH	11/2017	03/2020
Ohio State University	Columbus	OH	08/2016	05/2020
Kona Grill	Liberty Township	OH	02/2016	08/2017

11/2025 → Present

Morgan Stanley

Cincinnati, OH
10/2021 → 09/2025

Consolidated Boring Inc

Cincinnati, OH
06/2020 → 10/2021

Vonlehman Cpa & Advisory

Fort Wright, KY
11/2017 → 03/2020

Envisage Wealth, An Ameriprise Franchise

Columbus, OH
08/2016 → 05/2020

Ohio State University

Columbus, OH
02/2016 → 08/2017

Kona Grill

Liberty Township, OH

Other Businesses

*669924 - Faxon Firearms, LLC; Investment Related-Yes; Fairfield, Ohio; Manufacturing; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2025; During Business Hours: 0; After Business Hours: 5; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-01

S66 Uniform Combined State Law Examination

2026-06-01

Other Names

Brooke Ann Faxon

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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