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9255 Towne Centre Drive Suite 600, San Diego, CA 92121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-11 |
Branch Locations
9255 Towne Centre Drive Suite 600, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spearhead Capital, Llc | Wellington | FL | 10/2017 | 04/2020 |
| Spearhead Capital Advisors, Llc | Wellington | FL | 10/2017 | 04/2020 |
| Ncs Regulatory Compliance | Delray Beach | FL | 09/2016 | 10/2017 |
| National Regulatory Services | Greenacres | FL | 07/2015 | 09/2016 |
| Dakota Wealth, Llc | Palm Beach Gardens | FL | 05/2020 | 02/2021 |
| Kore Advisors, Lp | Boynton Beach | FL | 02/2021 | 03/2022 |
| Mras Legal & Consulting, Pa (Dba United Atlantic Legal Services) | West Palm Beach | FL | 03/2022 | Present |
| Chandler Asset Management, Inc. | San Diego | CA | 03/2024 | Present |
| Chandler Distribution Services, Llc | San Diego | CA | 07/2024 | Present |
1) Chandler Asset Management, Inc.; San Diego, CA; Registered Investment Advisor, investment- related; Role: Chief Compliance Officer and General Counsel, Devotes approximately 30 hours per week. 2) MRAS LEGAL & CONSULTING, PA, dba United Atlantic Legal Services; Remote; NON-INVESTMENT RELATED; SINCE 04/2020; ATTORNEY/CONSULTING; DEVOTES APPROX. 2 HOURS PER WEEK 3) ARTNAM, LLC; holding company for MRAS Legal & Consulting, PA; non-investment related; since 01/2020; holding company; devotes approx. 0 hours per week
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-12 |
| S65 | Uniform Investment Adviser Law Examination | 2017-08-22 |
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