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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
MI RA APPROVED 2020-06-18
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • MI RA
    APPROVED
    Since 2020-06-18

Branch Locations

730 Penniman Avenue, Plymouth, MI 48170 • United States

Livonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Plymouth MI 08/2019 Present
Pnc Bank Ann Arbor MI 05/2018 08/2019
Ubs Plymouth MI 10/2017 04/2018
Barton Hills Country Club Ann Arbor MI 03/2014 01/2018
  • 08/2019 → Present
    Plymouth, MI
  • 05/2018 → 08/2019
    Pnc Bank
    Ann Arbor, MI
  • 10/2017 → 04/2018
    Ubs
    Plymouth, MI
  • 03/2014 → 01/2018
    Barton Hills Country Club
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-18
  • S66 Uniform Combined State Law Examination
    2020-06-18

View on SEC IAPD

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