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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-16

Branch Locations

245 Commerce Green Ste 200, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Sugarland TX 03/2026 Present
Previous Registrations
Other Businesses

FAMILY FARMLAND, INV RELATED, HAMILTON, IL, 25% OWNERSHIP, START 1/1/2017, 0 HOURS, NO DUTIES. RENTAL PROPERTY; INV RELATED; TOMBALL, TX; 100% OWNERSHIP WITH SPOUSE; START DATE 5/15/2024; 0 HOURS PER MONTH; 0 DURING TRADING; OWNER. AVE MARIA VENTURES LLC; INV RELATED; SUGAR LAND, TX; 100% OWNERSHIP WITH SPOUSE; START DATE 3/14/2016; 1 HOUR PER MONTH; 0 DURING TRADING; HOLD RENTAL PROPERTY. | POWER OF ATTORNEY FOR SPOUSE; INV RELATED; TOMBALL, TX; POA; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; POA | TRINITY WEALTH, LLC ; INV RELATED; SUGAR LAND, TX; FINET PRACTISE ;80% OWNERSHIP; -; START DATE: 09/01/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;| HOUSTON BUSINESS NETWORK; NOT INV RELATED; KATY,TX; BREAKFAST CLUB; PRESIDENT; START DATE: 01/1/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-08
S63 Uniform Securities Agent State Law Examination 1999-03-04
  • S65 Uniform Investment Adviser Law Examination
    1999-03-08
  • S63 Uniform Securities Agent State Law Examination
    1999-03-04
Other Names
  • Kris Duty
  • M Kristine Duty
  • Mary Kristine Duty
  • Kris Cobb
  • Mary Kristine Cobb
  • Mary Kristine Jenkins
  • Mary Kristine Florance
  • Mary Jenkins

View on SEC IAPD

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