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Douglas Earl Kincart

Ubs Financial Services Inc.

San Diego, CA

CRD 3180413

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-04-04
TX RA APPROVED_RES 2016-06-24
CA RA APPROVED 2010-01-01
  • UT RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED_RES
    Since 2016-06-24
  • CA RA
    APPROVED
    Since 2010-01-01

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 01/2010 Present
Previous Registrations
Other Businesses

NAME OF BUSINESS: MY CONDO BUSINESS ADDRESS: 9747 W CANYON TERRACE UNIT 3 NATURE OF BUSINESS: I RENT MY CONDO POSITION, TITLE, ASSOCIATION WITH BUSINESS: LANLORD/ OWNER DUTIES: COLLECT RENT AND TAKE MY TENANTS TO A BBQ SOMETIMES! Tyler Craig Gustafson Irrevocable Trust dated 12/28/1988 / 3275 E Vernon Ave Vernon,CA 90058 / Trust/ Real Estate / This trust holds the assets of a individual/family friend / Trustee / / assist the uncle of Craig (the other trustee) with real estate decisions of the nephew's trust / Start Date 10/20/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-30
  • S66 Uniform Combined State Law Examination
    1999-04-30
Other Names
  • Doug Kincart
  • Douglas E Kincart
  • Doug Kincart

View on SEC IAPD

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