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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED_RES | 2016-06-24 |
| CA | RA | APPROVED | 2010-01-01 |
Branch Locations
600 West Broadway Suite 2800, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 01/2010 | Present |
NAME OF BUSINESS: MY CONDO BUSINESS ADDRESS: 9747 W CANYON TERRACE UNIT 3 NATURE OF BUSINESS: I RENT MY CONDO POSITION, TITLE, ASSOCIATION WITH BUSINESS: LANLORD/ OWNER DUTIES: COLLECT RENT AND TAKE MY TENANTS TO A BBQ SOMETIMES! Tyler Craig Gustafson Irrevocable Trust dated 12/28/1988 / 3275 E Vernon Ave Vernon,CA 90058 / Trust/ Real Estate / This trust holds the assets of a individual/family friend / Trustee / / assist the uncle of Craig (the other trustee) with real estate decisions of the nephew's trust / Start Date 10/20/2016 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-30 |
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