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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-09 |
| FL | RA | APPROVED | 2026-05-12 |
| MD | RA | APPROVED | 2026-04-16 |
| NV | RA | APPROVED | 2026-04-13 |
| PA | RA | APPROVED | 2026-02-16 |
| NJ | RA | APPROVED | 2026-02-12 |
| AZ | RA | APPROVED | 2025-11-10 |
| UT | RA | APPROVED | 2025-10-14 |
| CO | RA | APPROVED | 2025-10-10 |
| OR | RA | APPROVED | 2025-10-10 |
| TX | RA | APPROVED | 2025-10-10 |
| WA | RA | APPROVED | 2025-10-10 |
| CA | RA | APPROVED | 2025-10-02 |
Branch Locations
5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | San Diego | CA | 10/2017 | 09/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2017 | 09/2025 |
| Bank Of America | San Diego | CA | 07/2010 | 10/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2019 | 09/2025 |
| Guardian Life Insurance Company | San Diego | CA | 06/2025 | Present |
| Park Avenue Securities Llc | San Diego | CA | 09/2025 | Present |
1) Outside Insurance Sales -broker, Start Date: 10/01/2025, Address: 5405 Morehouse Dr Unit 245, San Diego, CA 92121, Duties: insurance products other than those offered through Guardian and its subsidiaries, 20 hours per month; 20 hours during securities trading hours, Investment Related, Less than 10% annual compensation, 2. PURE VIBE LLC - Member; Start Date: 1/8/2025 Address: 1551 Union Street, Unit 306, San Diego, CA 92101 Duties: operation management such as revenue projections, bookkeeping, marketing strategy, activity KPIs 50 total hours per month, 20 during securities trading hours, Not investment related Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-18 |
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